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Employer firm

John Hancock Investment Management LLC CRD 105790

$212B regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-04-13
AZ RA APPROVED 2021-04-05
  • MA RA
    APPROVED
    Since 2021-04-13
  • AZ RA
    APPROVED
    Since 2021-04-05

Branch Locations

200 Berkeley St., Boston, MA 02116-5022 • United States

1230 West Washington Street Suite 508, Tempe, AZ 85281 • United States

Peoria, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 08/2016 03/2021
John Hancock Tempe AZ 03/2021 Present
John Hancock Investment Management Distributors Llc Boston MA 03/2021 Present
  • 08/2016 → 03/2021
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 03/2021 → Present
    John Hancock
    Tempe, AZ
  • 03/2021 → Present
    John Hancock Investment Management Distributors Llc
    Boston, MA
Previous Registrations
Other Businesses

a.OBA Name: Realty One Group b.Investment-related? No c.OBA Address: 17235 N 75th Ave, Glendale, AZ 85308 d.OBA Nature: Real Estate Sales e.Position, Title, or Relationship with the OBA: Real Estate Agent f.OBA Start Date: 09/29/2023 g.Approximate number of hours/month devoted to the OBA: unknown h.Number of hours devoted to the OBA during securities trading hours: 0 i.Brief description duties related to the OBA: Real estate sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-09
S63 Uniform Securities Agent State Law Examination 2008-09-09
  • S66 Uniform Combined State Law Examination
    2016-11-09
  • S63 Uniform Securities Agent State Law Examination
    2008-09-09
Other Names
  • Michael J Miszuk

View on SEC IAPD

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