Best Investors
Account
Sign in
John Hancock Investment Management LLC CRD 105790
$212B regulatory AUM 4 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Berkeley St., Boston, MA 02116-5022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-04-13 |
| AZ | RA | APPROVED | 2021-04-05 |
Branch Locations
200 Berkeley St., Boston, MA 02116-5022 • United States
1230 West Washington Street Suite 508, Tempe, AZ 85281 • United States
Peoria, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2016 | 03/2021 |
| John Hancock | Tempe | AZ | 03/2021 | Present |
| John Hancock Investment Management Distributors Llc | Boston | MA | 03/2021 | Present |
a.OBA Name: Realty One Group b.Investment-related? No c.OBA Address: 17235 N 75th Ave, Glendale, AZ 85308 d.OBA Nature: Real Estate Sales e.Position, Title, or Relationship with the OBA: Real Estate Agent f.OBA Start Date: 09/29/2023 g.Approximate number of hours/month devoted to the OBA: unknown h.Number of hours devoted to the OBA during securities trading hours: 0 i.Brief description duties related to the OBA: Real estate sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-09 |
Reach out to this advisor