Ashley Wentworth Anastasoff

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 06/2020
  Innova Financial Wealth And Insurance
  Scarborough, ME
• 05/2016 → 07/2017
  Signator Investors, Inc.
  Scarborough, ME
• 06/2017 → 06/2020
  Securities America Inc.
  Scarborough, ME
• 06/2017 → 06/2020
  Securities America Advisors
  Scarborough, ME
• 06/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA

Previous Registrations

• 2017-07-25 → 2020-06-17
  Securities America Advisors, Inc.
  Scarborough, ME
• 2016-05-18 → 2017-08-01
  Signator Investors, Inc.
  Scarborough, ME

Exams

• S66 Uniform Combined State Law Examination
  2016-05-05
• S63 Uniform Securities Agent State Law Examination
  2014-08-29