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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Lantana | TX | 03/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Lantana | TX | 03/2026 | Present |
| Unemployed | North Richland Hills | TX | 11/2025 | 02/2026 |
| Finny Ai | North Richland Hills | TX | 09/2025 | 10/2025 |
| Tog Capital Management | Southlake | TX | 11/2024 | 08/2025 |
| Unemployed | North Richland Hills | TX | 02/2024 | 10/2024 |
| Fidelity Investments | Westlake | TX | 08/2014 | 01/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-06 |
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