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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-01-08 |
| CO | RA | APPROVED | 2011-01-03 |
Branch Locations
7878 Wadsworth Blvd, Arvada, CO 80003 • United States
1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rocky Mountain Angling Club | Wheat Ridge | CO | 06/1999 | Present |
| Wells Fargo Bank, N.A. | Arvada | CO | 11/2006 | Present |
| Wells Fargo Advisors Llc | Arvada | CO | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Arvada | CO | 11/2016 | Present |
ROCKY MOUNTAIN ANGLING CLUB, NOT INVESTMENT RELATED, WHEAT RIDGE, CO. START: 7/6/16, (SEASONALLY SINCE 6/99) 2 HOURS/MONTH, 0 HOURS DURING TRADING, MEMBER SERVICES REPRESENTATIVE, RESERVES FISHING TRIPS AND PROVIDES GENERAL INFORMATION TO THE CLUB MEMBERS ABOUT DIFFERENT FISHING PROPERTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-09 |
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