Roger Harlan Eth

Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 01/2025
  Lincoln Financial Securities Corporation
  San Antonio, TX
• 01/2025 → 12/2025
  Osaic Wealth, Inc.
  San Antonio, TX
• 01/2026 → Present
  The Leaders Group
  Summit, NJ
• 12/2021 → Present
  Global Succession Planning
  Fair Oaks, TX
• 06/2025 → Present
  Ipa Strategies
  Fair Oaks, TX
• 09/2012 → Present
  Rdk Advisors
  San Antonio, TX

Previous Registrations

• 2025-01-24 → 2026-01-02
  Osaic Wealth, Inc.
  San Antonio, TX
• 2012-09-07 → 2025-01-24
  Osaic Fs, Inc.
  San Antonio, TX
• 2009-03-13 → 2012-07-24
  Intercontinental Wealth Advisors, Llc
  San Antonio, TX
  San Antonio, TX

Other Businesses

1.) Global Succession Planning, LLC - 12/5/21 - 29607 Midnight Sun, Fair Oaks Ranch, TX - Insurance Agent, Business Development, not Invt Rel, 120 hrs/mo; 0 hrs/mo (during trading hours). 2.) IPA Strategies - 6/5/25 - 29607 Midnight Sun, Fair Oaks Ranch, TX 78015, Insurance Agent, Business Development, not Invt Rel, Insurance Agent, 20 hrs/mo; 0 hrs/mo (during trading). 3.) RDK Advisors - 9/3/2012 - 601 NW Loop 410, Suite 240, San Antonio, TX 78216 - Insurance Agent, Business development, service ongoing business, not Invt Rel, Insurance advisor/agent, 20 hrs/mo; 0 hrs/mo (during trading). 4.) TLGA Advisors Inc - 1/2/26 - 475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RA Business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-12-04
• S63 Uniform Securities Agent State Law Examination
  2008-10-27