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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-08-01
TX RA APPROVED_RES 2021-03-22
MD RA APPROVED 2018-07-02
  • VA RA
    APPROVED
    Since 2024-08-01
  • TX RA
    APPROVED_RES
    Since 2021-03-22
  • MD RA
    APPROVED
    Since 2018-07-02

Branch Locations

715 Eastern Shore Drive, Ste B, Salisbury, MD 21804 • United States

23349 Counsel Drive, Accomac, VA 23301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Salisbury MD 05/2016 Present
Other Businesses

1)2/19/16- LIVINGSTON WEALTH MANAGEMENT, LLC. -DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- start date 9/1997 - 100%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-29
S63 Uniform Securities Agent State Law Examination 2013-06-27
  • S65 Uniform Investment Adviser Law Examination
    2018-06-29
  • S63 Uniform Securities Agent State Law Examination
    2013-06-27

View on SEC IAPD

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