Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-08-01 |
| TX | RA | APPROVED_RES | 2021-03-22 |
| MD | RA | APPROVED | 2018-07-02 |
Branch Locations
715 Eastern Shore Drive, Ste B, Salisbury, MD 21804 • United States
23349 Counsel Drive, Accomac, VA 23301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Salisbury | MD | 05/2016 | Present |
1)2/19/16- LIVINGSTON WEALTH MANAGEMENT, LLC. -DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- start date 9/1997 - 100%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-27 |
Reach out to this advisor