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James Patrick Wellmeier

LPl Financial LLC

Fort Mill, SC

Centerville, OH

CRD 5577399

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-04-28
SC RA APPROVED 2026-04-27
  • OH RA
    APPROVED
    Since 2026-04-28
  • SC RA
    APPROVED
    Since 2026-04-27

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Centerville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Cincinnati OH 06/2019 02/2020
Cymi, Ltd. (Dba Cymi Holdings) Dayton OH 02/2013 10/2018
Unemployed Dayton OH 11/2018 05/2019
Unemployed Dayton OH 03/2020 02/2021
Lpl Financial, Llc Dayton OH 03/2021 Present
  • 06/2019 → 02/2020
    Ameriprise Financial Services, Inc
    Cincinnati, OH
  • 02/2013 → 10/2018
    Cymi, Ltd. (Dba Cymi Holdings)
    Dayton, OH
  • 11/2018 → 05/2019
    Unemployed
    Dayton, OH
  • 03/2020 → 02/2021
    Unemployed
    Dayton, OH
  • 03/2021 → Present
    Lpl Financial, Llc
    Dayton, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-27
  • S66 Uniform Combined State Law Examination
    2026-04-27
Other Names
  • James Patrick Welmeier

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC

Nearby Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN

Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC

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