Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-12-03
DC RA APPROVED 2015-07-17
TX RA APPROVED 2015-06-26
  • MD RA
    APPROVED
    Since 2020-12-03
  • DC RA
    APPROVED
    Since 2015-07-17
  • TX RA
    APPROVED
    Since 2015-06-26

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

7501 Wisconsin Ave Wk North, Md, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 06/2015 Present
Bank Of America, N.A. Washington DC 09/2015 Present
Previous Registrations
  • 2010-12-21 → 2015-07-10
    Barclays Capital Inc.
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-20
S63 Uniform Securities Agent State Law Examination 2009-07-01
  • S65 Uniform Investment Adviser Law Examination
    2010-12-20
  • S63 Uniform Securities Agent State Law Examination
    2009-07-01

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Washington, DC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor