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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-05-06
NY RA APPROVED 2025-05-06
  • MD RA
    APPROVED
    Since 2025-05-06
  • NY RA
    APPROVED
    Since 2025-05-06

Branch Locations

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

New York, NY • United States

5425 Wisconsin Avenue Suite 301, Chevy Chase, MD 20815-3552 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Chevy Chase MD 12/2024 Present
Hays Talent Solutions Chevy Chase MD 01/2024 12/2024
Full-Time Education (University Of Pennsylvania) Philadelphia PA 07/2021 08/2023
International Finance Corporation Washington DC 11/2019 04/2021
Artemis Real Estate Partners Chevy Chase MD 05/2018 11/2019
Extended Travel Chevy Chase MD 04/2016 05/2018
Unemployment Chevy Chase MD 08/2023 12/2023
  • 12/2024 → Present
    Chevy Chase, MD
  • 01/2024 → 12/2024
    Hays Talent Solutions
    Chevy Chase, MD
  • 07/2021 → 08/2023
    Full-Time Education (University Of Pennsylvania)
    Philadelphia, PA
  • 11/2019 → 04/2021
    International Finance Corporation
    Washington, DC
  • 05/2018 → 11/2019
    Artemis Real Estate Partners
    Chevy Chase, MD
  • 04/2016 → 05/2018
    Extended Travel
    Chevy Chase, MD
  • 08/2023 → 12/2023
    Unemployment
    Chevy Chase, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-06
  • S66 Uniform Combined State Law Examination
    2025-05-06

View on SEC IAPD

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