Shawky A Yoakim

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 12/2020
  Mass Mutual Life Insurance Company
  Hoffman Estates, IL
• 07/2014 → 01/2019
  Mml Investors Services, Llc
  Hoffman Estates, IL
• 01/2019 → 01/2021
  Fifth Third Securities
  Buffalo Grove, IL
• 01/2019 → 01/2021
  Fifth Third Bank
  Buffalo Grove, IL
• 01/2021 → 09/2022
  J.P. Morgan Chase Bank, N.A.
  Round Lake Beach, IL
• 01/2021 → Present
  J.P. Morgan Securities, Llc
  Wauconda, IL
• 10/2022 → Present
  J.P. Morgan Chase Bank, N.A.
  Wauconda, IL

Previous Registrations

• 2019-01-16 → 2021-01-15
  Fifth Third Securities, Inc.
  Buffalo Grove, IL
  Rosemont, IL
  Wheeling, IL

Exams

• S66 Uniform Combined State Law Examination
  2018-12-21
• S63 Uniform Securities Agent State Law Examination
  2010-03-23

Other Names

• Shawky Aziz Yoakim
• Shawky A. Yoakim