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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-24
SC RA APPROVED 2008-10-22
  • TX RA
    APPROVED_RES
    Since 2023-07-24
  • SC RA
    APPROVED
    Since 2008-10-22

Branch Locations

259 Seven Farms Dr Ste 200, Daniel Island, SC 29492 • United States

Mount Pleasant, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Daniel Island SC 07/2008 03/2020
Ameriprise Financial Services, Llc Daniel Island SC 03/2020 Present
Other Businesses

Business Ownership; Drecker Holdings LLC; Sole Owner responsible for support of the advisory practice expenses and day to day.; Support of the day to day expenses and operation of my advisory practice.; 1533 Cultivation Lane, , Mount Pleasant, SC, 29466; Investment-Related; 12/01/2022; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-20
  • S66 Uniform Combined State Law Examination
    2008-10-20

View on SEC IAPD

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