Robert Lawson Ainsworth

Employer firm

Sei Investments Management Corp CRD 105146

$216B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 03/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 06/2011 → 03/2019
  Bank Of America, N.A.
  Jacksonville, FL
• 03/2019 → 03/2020
  Mutual Of Omaha Investor Services
  Jacksonville, FL
• 03/2019 → 03/2020
  Mutual Of Omaha Insurance Company
  Jacksonville, FL
• 03/2020 → 12/2020
  Securian Financial Services Inc
  St Paul, MN
• 03/2020 → 12/2020
  Minnesota Life Insurance Co
  St Paul, MN
• 03/2020 → 12/2020
  Capital Financial Strategies Inc
  Jacksonville, FL
• 12/2020 → 08/2021
  National Agents Alliance
  Jacksonville, FL
• 08/2021 → 08/2022
  Modern Woodmen Of America
  Rock Island, IL
• 02/2022 → 08/2022
  Mwa Financial Services Inc
  Rock Island, IL
• 08/2022 → Present
  Sei Investments Distribution Co.
  Oaks, PA

Previous Registrations

• 2020-04-03 → 2020-11-09
  Securian Financial Services, Inc.
  Jacksonville, FL
• 2019-04-10 → 2020-03-18
  Mutual Of Omaha Investor Services, Inc.
  Jacksonville, FL
  Tampa, FL
  Jacksonville, FL
• 2009-01-07 → 2018-11-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
  Jacksonville, FL

Exams

• S66 Uniform Combined State Law Examination
  2008-12-27

Other Names

• Robert Lawson Ainsworth
• Robert Ainsworth