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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-09-06
  • FL RA
    APPROVED
    Since 2016-09-06

Branch Locations

3399 Pga Blvd. Suite 200, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc Palm Beach FL 05/2015 09/2016
Raymond James & Associates, Inc. Palm Beach FL 09/2016 Present
Previous Registrations
Other Businesses

Name of Business : TEAM THREE BUOYS Address: NORTH PALM BEACH , FL Nature of the Business: Other (unpaid) Position/Title: Partner Investment Related:No Start Date: 01/01/2017 Hours per month devoted to this business: 40 Hours per month devoted to this business during trading hours: 0 Description of duties: COMPETE IN FISHING TOURNAMENTS AND PROMOTE SPONSOR APPAREL AND PRODUCTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-03
  • S66 Uniform Combined State Law Examination
    2008-11-03

View on SEC IAPD

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