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First Command Advisory Services CRD 281958
$24.4B regulatory AUM 1,013 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2020-10-01 |
Branch Locations
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
3801 Springhurst Blvd, Suite 200, Louisville, KY 40241 • United States
Louisville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Financial Planning Inc | Fort Worth | TX | 06/2013 | 08/2020 |
| First Command Brokerage Services | Fort Worth | TX | 08/2020 | Present |
| First Command Advisory Services | Fort Worth | TX | 08/2020 | Present |
| First Command Insurance Services | Fort Worth | TX | 08/2020 | Present |
Name: Seven Sevens LLC Investment-related: Yes Address: 300 High Rise Dr. Ste 102 Louisville, KY 40213 Nature of the other business: Owner/Sole/Partner Your position: Owner Start date: 07/21/21 The approximate number of hours/month you devote to the other business: 1 - 5 During securities trading hours: None Description of duties: Use of the LLC is solely for the purpose of my First Command business as an independent contractor.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-20 |
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