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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2020-10-01
  • KY RA
    APPROVED
    Since 2020-10-01

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

3801 Springhurst Blvd, Suite 200, Louisville, KY 40241 • United States

Louisville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning Inc Fort Worth TX 06/2013 08/2020
First Command Brokerage Services Fort Worth TX 08/2020 Present
First Command Advisory Services Fort Worth TX 08/2020 Present
First Command Insurance Services Fort Worth TX 08/2020 Present
  • 06/2013 → 08/2020
    First Command Financial Planning Inc
    Fort Worth, TX
  • 08/2020 → Present
    First Command Brokerage Services
    Fort Worth, TX
  • 08/2020 → Present
    Fort Worth, TX
  • 08/2020 → Present
    First Command Insurance Services
    Fort Worth, TX
Other Businesses

Name: Seven Sevens LLC Investment-related: Yes Address: 300 High Rise Dr. Ste 102 Louisville, KY 40213 Nature of the other business: Owner/Sole/Partner Your position: Owner Start date: 07/21/21 The approximate number of hours/month you devote to the other business: 1 - 5 During securities trading hours: None Description of duties: Use of the LLC is solely for the purpose of my First Command business as an independent contractor.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-17
S63 Uniform Securities Agent State Law Examination 2013-09-20
  • S65 Uniform Investment Adviser Law Examination
    2020-09-17
  • S63 Uniform Securities Agent State Law Examination
    2013-09-20
Other Names
  • Sonya Terese Parker
  • Sonya P Mcneil
  • Sonya Parker Mcneil

View on SEC IAPD

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