Best Investors
Account
Sign in
Best Investors
Account
Sign in
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-02 |
| MO | RA | APPROVED | 2020-06-25 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
101 South Hanley Road Suite 1350, St. Louis, MO 63105 • United States
St. Louis, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | St. Louis | MO | 06/2015 | 06/2020 |
| Raymond James Financial Services, Inc. | St Louis | MO | 06/2020 | 05/2022 |
| Steward Partners Investment Advisory, Llc | St. Louis | MO | 06/2020 | Present |
| Steward Partners Investment Solutions, Llc | St. Louis | MO | 05/2022 | Present |
| Plaza Advisory Group, Llc | St. Louis | MO | 06/2020 | Present |
1) Steward Partners Global Advisory LLC; Insurance; St. Louis, MO; Agent; Investment related; Started 06/2020; 0 hrs mo devoted; 0 hrs mo devoted during trading; Insurance products - Fixed Life Long-term Care, Disability, Health, Annuities, Prop/Casualty. 2) Steward Partners Investment Advisory LLC. Address: 101 S Hanley Rd Ste 1350, Saint Louis, MO Nature of the Business: Independent RIA Position/Title: Investment Adviser Investment Related: Yes Start Date: 06/09/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Provide Advisory services for clients. 3) Name of Business : Plaza Advisory Group Address: Saint Louis, MO Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Advisor Investment Related:No Start Date: 06/09/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Financial Advisor Hours per month devoted to this business during trading hours: 5 Description of duties: Market and sell Medicare Supplement Insurance Policies, including Medigap, Medicare Advantage and Prescription Drug Plans. I am an independently contracted agent with United Healthcare and Aetna.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-24 |
Reach out to this advisor