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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • AZ RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

7100 E Cave Creek Rd, Ste 116, Cave Creek, AZ 85331 • United States

7025 N Scottsdale Rd Ste 115 And 110, Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 03/2015 Present
Saguaro Wealth Management Phoenix AZ 01/2017 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Modern Accountants Llc Scottsdale AZ 08/2025 Present
  • 03/2015 → Present
    Cetera Advisors Llc
    Denver, CO
  • 01/2017 → Present
    Saguaro Wealth Management
    Phoenix, AZ
  • 03/2024 → Present
    Schaumburg, IL
  • 08/2025 → Present
    Modern Accountants Llc
    Scottsdale, AZ
Previous Registrations
  • 2011-08-31 → 2015-03-20
    Phoenix, AZ
    Scottsdale, AZ
    St Louis, MO
Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/2019; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY AND GROUP LIFE; 2.DBA SAGUARO WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; FINANCIAL AND INSURANCE SERVICES; START 03/2015; 40+ HOURS/WEEK DURING TRADING HOURS; FINANCIAL ADVISOR/OWNER. 3.HITCHMEN PROPERTIES, LLC; NOT INVESTMENT RELATED; 34015 N 24TH DR, PHOENIX, AZ 85085; RENTAL PROPERTY; START 2011; NO TIME DEVOTED TO THIS ACTIVITY; OWNER. 4.NAME OF OTHER BUSINESS: SAGUARO WEALTH MANAGEMENT INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PREPARATION START DATE: 1/2017 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: 100% OWNER BRIEF DESCRIPTION OF DUTIES: INDIVIDUAL & BUSINESS TAX RETURNS 5. NAME OF OTHER BUSINESS: BIGG OF SCOTTSDALE; INVESTMENT RELATED: NO; ADDRESS: 9375 E BELL RD, SCOTTSDALE, AZ 85260 (MEETING LOCATION); NATURE OF BUSINESS: NETWORKING GROUP; START DATE: 04/2019; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1.5; APX NUMBER OF HOURS DURING TRADING HOURS: 1.5; BRIEF DESCRIPTION OF DUTIES: RUNNING WEEKLY MEETINGS; 6. NAME OF OTHER BUSINESS: EXECUTOR FOR CLIENTS ESTATE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ESTATE; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: EXECUTOR; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: EXECUTOR FOR CLIENTS ESTATE; 7. NAME OF OTHER BUSINESS: MODERN ACCOUNTANTS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING SERVICES; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MANAGE ACCOUNTING BUSINESS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-08
S63 Uniform Securities Agent State Law Examination 2009-03-27
  • S66 Uniform Combined State Law Examination
    2011-08-08
  • S63 Uniform Securities Agent State Law Examination
    2009-03-27

View on SEC IAPD

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