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Columbia Management Investment Advisers, LLC CRD 108257
$502B regulatory AUM 142 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2011-08-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbia Management Investment Distributors Inc | Boston | MA | 03/2011 | Present |
Name of Activity: Q & A Properties, LLC; Date Activity Started/Modified/Ended: 8/20/2021; Type of Activity: Investment Real Estate; Role/Relationship: Owner/ Proprietor; Responsibilities: real estate investment opportunity, will live in one unit and rent out the other 2 units; Income Per Year: OVER $20,000; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-07 |
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