Brian Meng Wong

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 06/2019
  Foresters Advisory Services Llc
  Woodbridge, NJ
• 12/2014 → 06/2019
  Foresters Financial Services
  Iselin, NJ
• 06/2019 → 11/2021
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2019 → 11/2021
  Cetera Investment Advisers Llc
  Iselin, NJ
• 11/2021 → Present
  Lpl Financial Llc
  Iselin, NJ

Previous Registrations

• 2019-06-19 → 2021-11-09
  Cetera Investment Advisers Llc
  Iselin, NJ
• 2012-10-01 → 2019-06-24
  Foresters Advisory Services, Llc
  Iselin, NJ

Other Businesses

1)08/31/2021 - Align Wealth Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)08/31/2021 - Balmville Wealth Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3)08/31/2021 - Align Wealth Management Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 4)08/31/2021 - Balmville Wealth Group - Non-Variable Insurance - Agent selling Life - Inv Rel - At Reported Business Location(s) - Start: 2006 - 30 Hr/Mth 5)08/31/2021 - Real Estate Rental - Owner - Inv Rel - Middletown, NJ - Start: 2020 - 1 Hr/Mth 6)08/31/2021 - Notary - State of NJ - Non-Inv Rel - Rumson, NJ - Start: 2011 - 1 Hr/Mth

Exams

• S66 Uniform Combined State Law Examination
  2012-09-18