Andrew Paul Congleton

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc
  Overland Park, KS
• 07/2016 → 09/2018
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 09/2018
  Mml Investors Services, Llc
  Overland Park, KS
• 09/2018 → Present
  Creativeone Wealth, Llc Formerly Changepath, Llc
  Leawood, KS
• 09/2018 → Present
  Creativeone Securities, Llc Formerly Client One Securities
  Leawood, KS

Previous Registrations

• 2017-03-25 → 2018-09-27
  Mml Investors Services, Llc
  Overland Park, KS
  Overland Park, KS
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Overland Park, KS
• 2011-03-01 → 2015-01-02
  New England Securities
  Overland Park, KS
• 2009-08-19 → 2010-12-20
  Raymond James Financial Services Advisors, Inc
  Overland Park, KS
• 2009-02-24 → 2009-04-09
  Dominick & Dickerman Llc
  New York, NY
• 2008-11-27 → 2009-02-25
  Oppenheimer & Co. Inc.
  New York, NY

Other Businesses

1.) RCCH, LLC; Investment-Related; 4930 Overland Dr, Lawrence, KS 66049; Commercial Real Estate; 20% Owner; 01/2014; 0 hrs/mo; 0 hrs/mo; 20% Owner. 2.) Changepath, LLC; Investment-Related; 1732 Lake Alvamar Dr, Lawrence, KS 66047; Investment Advisory Firm; Financial Advisor; 160 hrs/mo;160 hrs/mo; Manage Clients' Financial Affairs. 3.) Andrew Congleton; Investment-Related; 1732 Lake Alvamar Dr, Lawrence, KS 66047; Fixed Insurance; Agent; 08/2016; 2 hrs/mo; 0 hrs/mo; Fixed Insurance Sales and Service. 4.) Congleton Advisory Services, LLC; Investment-Related; 7400 W 130th St, Ste 130, Overland Park, KS 66213; Entity For Ria Income; Owner; 09/2018; 200 hrs/mo;120 hrs/mo; Operate My Financial Services Business through this entity. 5.) Advanced Medical Imaging, LLC; Not Investment-Related; 4930 Overland Dr, Lawrence, KS 66049; Medical Imaging; Investor; 09/2018; 0 hrs/mo; 0 hrs/mo; Investor. 6.) Date Night, LLC; Not Investment-Related; 15264 254th St, Lawrence, KS 66044; Bar/Entertainment Venue; 8.67% Investor; 11/2020; 0 hrs/mo; 0 hrs/mo; 8.67% Investor. 7.) Heritage Planning LLC; investment related; 10801 Mastin Boulevard, Suite 150, Overland Park, KS 66210; Financial Advisory Practice; Owner; 01/2025; 25 hrs/mo; 25 hrs/mo

Exams

• S66 Uniform Combined State Law Examination
  2008-11-26