Gary Britton Underbrink

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 03/2017
  Metlife Securities
  Corpus Christi, TX
• 03/2017 → Present
  Mml Investors Services, Llc
  Corpus Christi, TX
• 07/2016 → Present
  Mass Mutual Life Insurance Company
  Corpus Christi, TX

Previous Registrations

• 2015-11-02 → 2017-03-25
  Msi Financial Services, Inc.
  Corpus Christi, TX
  San Antonio, TX
• 2009-10-22 → 2015-11-02
  Next Financial Group, Inc.
  Corpus Christi, TX
• 2006-07-10 → 2009-10-08
  Wells Fargo Clearing Services, Llc
  Corpus Christi, TX
  Corpus Christi, TX

Other Businesses

(1) Name: Gary Underbrink Inv rel: N Add: Residential Nature: Sports Official Position: Multiple Sports official Start date: 11/01/2015 No. HR/MO: 20 No. HR/MO during sec trading: 0 (2) Name: Gary Underbrink Inv rel: Y Add: Residential Nature: Outside Insurance Sales Position: Agent Start date: 11/01/2015 No. HR/MO: 20 No. HR/MO during sec trading: 20 (3) Name: R&G Holdings Inv rel: Y Add: PO BOX 1301, 1301 Lonestar Road, Fulton TX 78358 Nature: Consulting - Royalties Position: Registered Agent for LLC Start date: 08/01/2023 No. HR/MO: 8. No. HR/MO during sec trading: 0. Describe duties: Give advice to owner for business operations. As Royalty payments come in, send appropriate payments to each holder according to the split agreement.

Exams

• S66 Uniform Combined State Law Examination
  2006-06-02