Joy E Pascoe

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → Present
  Ubs Financial Services Inc.
  Dayton, OH

Previous Registrations

• 2009-06-01 → 2013-05-22
  Morgan Stanley
  Beavercreek, OH
  Dayton, OH
• 2008-10-22 → 2009-06-01
  Citigroup Global Markets Inc.
  Dayton, OH

Other Businesses

1) PASCOE PROPERTIES LLC; PO Box 362, Miamisburg, OH 45343; Rental Properties; Partner; Obtain financing for purchases of property; 3/3/2008; Business hours per month: No // 2) CEDAR RIDGE TRAILS, LLC; 4711 Crains Run Rd, Miamisburg, OH 45342; Purchase 78.5 acres of property located at 5252 Medlar Road, Miamisburg Ohio. Property will be used for residential and agricultural purposes; Partner; Decisions will be made regarding agricultural use of the property; and rental opportunities with the buildings; 9/5/2018; Business hours per month: No // 3) NEXT STAGE HOME SOLUTIONS, LLC; 4711 Crains Run Rd, Miamisburg, OH 45342; Home remodeling; Other; None; None; 8/29/2014; Business hours per month: No 4) NAME OF OTHER BUSINESS:Cedar Ridge Farm Stand / INVESTMENT RELATED?: Yes / ADDRESS: 5252 Medlar Road, Miamisburg, Ohio, 45342 US / NATURE OF THE BUSINESS: Produce and sell handmade lavender and home products / POSITION:Proprietor / owner / DUTIES:Selection of products to be made, and pricing for products/ START DATE: 1/1/2021/ HOURS DEVOTED TO BUSINESS: 0

Exams

• S66 Uniform Combined State Law Examination
  2008-10-18