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Nathanael R Roetto

Morgan Stanley

Springfield, MO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-06-15
TX RA APPROVED 2020-06-12
  • MO RA
    APPROVED
    Since 2020-06-15
  • TX RA
    APPROVED
    Since 2020-06-12

Branch Locations

1535 East Primrose Street, Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 07/2008 06/2020
Morgan Stanley Smith Barney Llc Springfield MO 06/2020 Present
Morgan Stanley Private Bank, N.A New York NY 12/2020 Present
  • 07/2008 → 06/2020
    St. Louis, MO
  • 06/2020 → Present
    Morgan Stanley Smith Barney Llc
    Springfield, MO
  • 12/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2008-10-03 → 2020-06-16
    Springfield, MO
    Mt Vernon, MO
    St Louis, MO
Other Businesses

*443371 - Rental property; Investment related - Yes; Springfield, Missouri; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent);07/2021; During business hours: 0; After business hours: 1; Administrative, Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-02
  • S66 Uniform Combined State Law Examination
    2008-10-02
Other Names
  • Nathan Roetto

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