David Robert Ball

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2015-11-19
TX	RA	APPROVED	2010-05-25
NJ	RA	APPROVED	2010-05-21

MD RA
APPROVED

Since 2015-11-19
TX RA
APPROVED

Since 2010-05-25
NJ RA
APPROVED

Since 2010-05-21

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Princeton	NJ	05/2010	Present
Bank Of America, N.A.	Princeton	NJ	05/2026	Present

05/2010 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ
05/2026 → Present

Bank Of America, N.A.

Princeton, NJ

Previous Registrations

2010-01-29 → 2010-05-25

Invest Financial Corporation

Philadelphia, PA
2008-10-03 → 2009-10-29

Edward Jones

Souderton, PA

N Wales, PA

St Louis, MO

Other Businesses

I*2535344, Entity Type: Entity Charitable, Name of OBA: Generous Life , Address: Ridgefield, Connecticut, 06877, Investment Related: N, Position, Title, Association: Other Advisory Board Member, Employee State Date: 08/01/2025, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: I will help plan events, and advise on the overall strategy, I will not be responsible for any financials or be responsible for asking for donations Generous life is an organization that helps to create communities of donors, they help connect people with organizations and causes they are passionate about.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-02

S66 Uniform Combined State Law Examination

2008-10-02

Other Names

David Ball

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