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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2008-04-21
  • WI RA
    APPROVED
    Since 2008-04-21

Branch Locations

2331 Enterprise Dr, Oshkosh, WI 54904 • United States

Oshkosh, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Oshkosh WI 09/2005 03/2020
Ameriprise Financial Services, Llc Oshkosh WI 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 2331 Enterprise Dr, , Oshkosh, WI, 54904; Not Investment-Related; 10/17/2025. Business Ownership; Taxolutions LLC; Owner; Tax Preparation; 2905 Waldwic Ln, , Oshkosh, WI, 54904; Not Investment-Related; 10/01/2025; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-19
  • S66 Uniform Combined State Law Examination
    2008-04-19
Designations

View on SEC IAPD

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