Douglas Arthur Dawe

Current Employers

Employment History

• 01/2010 → 11/2018
  Signator Investors Inc
  Southfield, MI
• 11/2018 → Present
  Osaic Wealth, Inc.
  Southfield, MI

Previous Registrations

• 2011-01-20 → 2018-11-02
  Signator Investors, Inc.
  Plymouth, MI
  Southfield, MI
  Southfield, MI

Other Businesses

1. MICHIGAN FINANCIAL COMPANIES - SECURITIES POSITION: Director of Financial Planning NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/10/2010 ADDRESS: 28411 Northwestern Hwy Ste 1300 Southfield MI 48034 DESCRIPTION: Sales/marketing of securities, investment advisory, and insurance products. 2. MICHIGAN FINANCIAL COMPANIES - INSURANCE POSITION: Director of Financial Planning NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/10/2010 ADDRESS: 28411 Northwestern Hwy Ste 1300 Southfield MI 48034 DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance 3. DAWE ENTERPRISES LLC POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2017 ADDRESS: 3546 Lakeview Dr Ortonville MI 48462 DESCRIPTION: Formed for business tax purposes 4. FAMILY FACE MINISTRIES POSITION: Board Member NATURE: Charitable Organization 501c3 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2012 ADDRESS: 3464 Summers Rd Imlay City MI 48444 DESCRIPTION: Board Member - Voting on strategic decisions 5.FATHOM FINANCIAL PARTNERS - SECURITIES POSITION: CEO NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/11/2025 ADDRESS: 28411 Northwestern Hwy Ste 1300 Southfield MI 48034 DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 6. FATHOM FINANCIAL PARTNERS - FIXED INSURANCE POSITION: CEO NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/11/2025 ADDRESS: 28411 Northwestern Hwy Ste 1300 Southfield MI 48034 DESCRIPTION: Sales/Marketing of Fixed Annuities and Non-Variable Insurance 7. ST. STEPHEN LUTHERAN CHURCH POSITION: President, Board of Directors NATURE: Non-Profit/Church INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 3795 Sashabaw Rd., Waterford MI 48329, United States DESCRIPTION: Conduct monthly Board of Director meetings. Assist with strategic decisions on running of the church. Review and approve annual budget.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-12-20
• S63 Uniform Securities Agent State Law Examination
  2009-04-02

Designations

Other Names

• Douglas Arthur Dawe
• Douglas Dawe