Best Investors
Account
Sign in
Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2026-07-24 |
| LA | RA | APPROVED | 2026-04-17 |
| KY | RA | APPROVED | 2026-03-31 |
| MN | RA | APPROVED | 2025-12-23 |
| TX | RA | APPROVED_RES | 2025-12-11 |
| ID | RA | APPROVED | 2025-10-28 |
| AZ | RA | APPROVED | 2025-07-30 |
| MD | RA | APPROVED | 2025-04-07 |
| CO | RA | APPROVED | 2025-03-20 |
| IL | RA | APPROVED | 2024-01-18 |
| AL | RA | APPROVED | 2022-12-05 |
| WV | RA | APPROVED | 2022-08-05 |
| NC | RA | APPROVED | 2021-06-07 |
| NY | RA | APPROVED | 2021-04-16 |
| CT | RA | APPROVED | 2019-03-20 |
| MA | RA | APPROVED | 2018-11-14 |
| CA | RA | APPROVED | 2018-09-11 |
| HI | RA | APPROVED | 2018-08-27 |
| SC | RA | APPROVED | 2018-02-09 |
| PA | RA | APPROVED | 2017-08-14 |
| MI | RA | APPROVED | 2017-04-27 |
| FL | RA | APPROVED | 2017-02-16 |
| NJ | RA | APPROVED | 2016-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | Wall | NJ | 02/2016 | 04/2022 |
| Park Avenue Securities | Wall | NJ | 03/2016 | 04/2022 |
| Guardian Life Insurance Company | Red Bank | NJ | 04/2022 | 05/2023 |
| Park Avenue Securities | Red Bank | NJ | 04/2022 | 05/2023 |
| Guardian Life Insurance Company | Wall | NJ | 05/2023 | Present |
| Park Avenue Securities | Wall | NJ | 05/2023 | Present |
1. COLTS NECK ZONING BOARD-We hear applications for zoning variances in Colts Neck NJ, Start: 02/05/2016, Address: 124 Cedar Drive , Colts Neck, NJ 07722, 5 non bus hrs per month, Not investment related, 2. BLANTON RESEARCH, LLC,-Business Planning, Management advice,. Start: 04/01/2016, Address: 42 Rivers Edge Drive, Colts Neck NJ 07722, Hrs per month - Tot/Bus: 15/10, Not investment related, >10% annual compensation, 3. FINRA Arbitrator-As a FINRA Arbitrator, I could be asked to assist sit on a arbitration panel., Start: 10/10/2016, Address: 42 Rivers Edge Drive Colts Neck NJ 07722, Hrs per month - Tot/Bus: 10/5, Not investment related, 4. Robert Farrell- Life and Disability Insurance outside of Guardian as well as Fixed Insurance Products , Start: 11/29/2016, Address: 42 Rivers Edge Drive Colts Neck NJ 07722, 5 bus hrs per month, Investment related, 5. Trustee-Trustee for a current close family friend, Start: 04/08/2022, Address: 42 Rivers Edge Drive, Colts Neck NJ, 1 total hour per month; 1during securities trading hours, Not investment related, No annual compensation, 6. PWS Group LLC, 25% owner of LLC created to facilitate payroll and health benefits to administrative staff, Start: 10/18/2023, Address: 2111 Route 34 South Wall, NJ 07719, 0 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation, 7) Colts Neck Township-Committee member, Nature of Business: Township, Start date: 01/02/2027, Address: 1 Veterans Way Colts Neck NJ 07722, Duties: Township business, 3 total hours per month; 0 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-20 |
Reach out to this advisor