Andrew David Baillie

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → 02/2017
  Cetera Advisors Llc
  Denver, CO
• 02/2017 → 06/2024
  Securities America, Inc.
  Suffolk, VA
• 02/2017 → 06/2024
  Securities America Advisors
  Suffolk, VA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Suffolk, VA

Previous Registrations

• 2017-02-27 → 2024-06-14
  Securities America Advisors, Inc.
  Suffolk, VA
• 2016-10-03 → 2017-02-28
  Cetera Advisors Llc
  Portsmouth, VA
• 2012-06-04 → 2016-10-03
  Investors Capital Corp.
  Portsmouth, VA
  Lynnfield, MA
  Portsmouth, VA
  Lynnfield, MA
• 2009-02-05 → 2012-07-17
  First Command Brokerage Services, Inc.
  Chesapeake, VA

Other Businesses

1. Baillie and Associates. DBA Position: Advisor. Nature: Sale of Life insurance and Annuities. Investment Related: Yes Hours: 20 Securities Trading Hours: 15 Start Date: 5/2008 Address: 244 Purple Martin Lane, Suffolk, VA 23435 2. COLLEEN J MORDAUNT POSITION: Son NATURE: I am power of Attorney for my Moms banks accounts and pay her bills in South Africa. She has [REDACTED] and requires 24 hour nursing care. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2025 ADDRESS: 631 Thrush Lane, Umdoni Retirement Village, Umdoni VA 23435, United States DESCRIPTION: Pay Moms bills, work with her South African Financial Advisor and banker. 3. BAILLIE HOSPITALITY GROUP CORPORATION POSITION: Shareholder NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 08/13/2025 ADDRESS: 244 Purple Martin Lane, Suffolk VA 23435, United States DESCRIPTION: Negotiate the lease and terms for a 9100 sq foot restaurant facility at the Virginia Beach Atlantic Surf Lagoon. 1900 Atlantic Blvd #140 Virginia Beach 23453. Facility will be named The Press Club on Pacific and we will have 50% ownership and a 49% voting rights on the operational agreement. I will be the main signatory on the Press Club on Pacific Townebank account. Andrew Baillie 40% shareholder. Jan West Baillie with be a 40% shareholder. James Baillie 20% shareholder. Negotiate with banks for a favorable lines of credit. Negotiate with contractors for a $2.7 Million buildout. 4. BAILLIE AND ASSOCIATES. POSITION: Advisor. NATURE: Sale of Life insurance and Annuities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 12/31/9999 ADDRESS: 355 Crawford Street, Suite 812, Portsmouth VA 23704, United States DESCRIPTION: The sale of fixed and variable life insurance and annuities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-02-03
• S63 Uniform Securities Agent State Law Examination
  2008-08-20

Other Names

• Andrew D Baillie