Kyle David Balliet

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-09-26
PA	RA	APPROVED	2013-06-21

TX RA
APPROVED

Since 2018-09-26
PA RA
APPROVED

Since 2013-06-21

Branch Locations

600 Waterfront Drive Suite 125, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services, Inc.	Pittsburgh	PA	05/2013	Present
Shorebridge Wealth Management	Pittsburgh	PA	05/2013	Present
Raymond James Financial Services Advisors Inc.	Pittsburgh	PA	06/2013	Present

05/2013 → Present

Raymond James Financial Services, Inc.

Pittsburgh, PA
05/2013 → Present

Shorebridge Wealth Management

Pittsburgh, PA
06/2013 → Present

Raymond James Financial Services Advisors Inc.

Pittsburgh, PA

Previous Registrations

2012-12-10 → 2013-06-10

Hunter Associates Llc

Pittsburgh, PA

Other Businesses

SHOREBRIDGE WEALTH MANAGEMENT, LLC, NON-INVESTMENT RELATED SUPPORT COMPANY, 6/2013 TO PRESENT, PITTSBURGH, PA, ADVISOR, 2 HOURS/WEEK, 2 HOURS DURING TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-01-29

S66 Uniform Combined State Law Examination

2009-01-29

Designations

Certified Financial Planner

Other Names

Kyle David Balliet
Kyle David Balliet

View on SEC IAPD