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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-04
MD RA APPROVED 2013-10-01
  • TX RA
    APPROVED
    Since 2016-08-04
  • MD RA
    APPROVED
    Since 2013-10-01

Branch Locations

16 South Summit Ave Ste 220, Gaithersburg, MD 20877 • United States

Katy, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 10/2013 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 10/2013 Present
Bradley Wealth Advisors, Llc Bethasda MD 09/2013 Present
Previous Registrations
  • 2011-11-16 → 2013-09-11
    Securian Financial Services, Inc.
    Rockville, MD
  • 2011-04-15 → 2011-07-01
    Osaic Fs, Inc.
    Columbia, MD
Other Businesses

1)BRADLEY WEALTH ADVISORS, 10411 MOTOR CITY DR STE 750, BETHESDA, MD, 9/2013 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 60 HR/MO - 3/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3)RENTAL PROPERTY OWNER, 13502 DERRY GLEN CT. CONDO 302, GERMANTOWN, MD 20874 ; BEGAN 01/01/2015 ; NIR - 1 HR/WK ; NONE DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-31
S63 Uniform Securities Agent State Law Examination 2011-01-07
  • S65 Uniform Investment Adviser Law Examination
    2011-03-31
  • S63 Uniform Securities Agent State Law Examination
    2011-01-07
Designations

View on SEC IAPD

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