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Lin-Chun Heather Liu

L & S Advisors, Inc

Los Angeles, CA

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Current Employers
L & S Advisors, Inc

11766 Wilshire Blvd Suite 845, Los Angeles, CA 90025 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-05-27
CA RA APPROVED 2008-07-31
  • TX RA
    APPROVED_RES
    Since 2016-05-27
  • CA RA
    APPROVED
    Since 2008-07-31

Branch Locations

11766 Wilshire Blvd Suite 845, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
L&S Advisors, Inc. Los Angeles CA 09/2009 Present
  • 09/2009 → Present
    L&S Advisors, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-22
  • S65 Uniform Investment Adviser Law Examination
    2007-09-22
Other Names
  • Heather Liu

View on SEC IAPD

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