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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-06-06
  • IN RA
    APPROVED
    Since 2018-06-06

Branch Locations

8711 River Crossing Blvd, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Indianapolis IN 06/2005 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Indianapolis IN 07/2005 06/2017
First Merchants Bank Indianapolis IN 06/2017 Present
Cetera Investment Services Llc St.CLoud MN 06/2018 Present
Cetera Investment Advisers Llc Indianapolis IN 06/2018 Present
Previous Registrations
  • 2010-08-17 → 2017-06-27
    Allentown, PA
    Scranton, PA
    Williamsport, PA
    Vienna, VA
    Charlotte, NC
    Camp Hill, PA
    Indianapolis, IN
    Pittsburgh, PA
    Pittsburgh, PA
    Pittsburgh, PA
    Lancaster, PA
    Upper Saint Clair, PA
    York, PA
    New York, NY
    Washington, DC
    Princeton, NJ
    Washington, DC
    Columbia, SC
    Nashville, TN
    Indianapolis, IN
    Indianapolis, IN
    Columbus, OH
    Indianapolis, IN
    Troy, MI
  • 2008-11-24 → 2008-12-23
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-22
  • S66 Uniform Combined State Law Examination
    2008-11-22
Other Names
  • Travis Severson

View on SEC IAPD

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