Shaun Kyle Murphy

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-02-11
NY	RA	APPROVED	2021-07-23
NJ	RA	APPROVED	2016-04-13

TX RA
APPROVED_RES

Since 2025-02-11
NY RA
APPROVED

Since 2021-07-23
NJ RA
APPROVED

Since 2016-04-13

Branch Locations

401 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Melville	NY	02/2016	Present

02/2016 → Present

Wells Fargo Advisors Financial Network, Llc

Melville, NY

Other Businesses

NOTARY PUBLIC, NOT INV RELATED, MELVILLE, NY, NOTARY, START 4/28/2014, 1 HR PER MONTH, 0 HRS DURING TRADING. OFFICE OPERATIONS SYSTEMS INC; INV RELATED; MELVILLE, NY; OWNER; FOR FINET PRACTICE EXPENSES; START 5/2019; 3 HRS/MO; 0 DURING TRADING. BRAVERHOOD LTD; NOT INV RELATED; BROOKLYN, NY; COMMUNITY HABILITATION SPECIALIST; START 2/15/2022: 30 HOURS PER MONTH; ZERO HOURS DURING TRADING; ASSISTING INDIVIDUALS WITH SPECIAL NEEDS WITH DAILY ACTIVITIES. SANTORE'S WORLD FAMOUS FIREWORKS, NOT INV RELATED, SCHAGHTICOKE, NY, PYRO TECHNICIAN, START 7/4/2023, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, BUILD AND SHOOT FIREWORKS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-01-22
S63	Uniform Securities Agent State Law Examination	2015-10-26

S65 Uniform Investment Adviser Law Examination

2016-01-22
S63 Uniform Securities Agent State Law Examination

2015-10-26

View on SEC IAPD