Joshua Nathanael Wood

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 02/2018
  Scottrade, Inc.
  Denver, CO
• 02/2018 → 01/2021
  Td Ameritrade, Inc.
  Omaha, NE
• 01/2021 → 08/2022
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 01/2021 → 08/2022
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2022 → 05/2025
  Ameriprise Financial Services, Llc
  Minneapolis, MN
• 06/2025 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 06/2025 → Present
  Charles Schwab Bank, Ssb
  Lone Tree, CO
• 06/2025 → Present
  Charles Schwab Premier Bank, Ssb
  Lone Tree, CO
• 06/2025 → Present
  Charles Schwab Trust Bank
  Lone Tree, CO

Previous Registrations

• 2022-08-25 → 2025-06-08
  Ameriprise Financial Services, Llc
  Minneapolis, MN
• 2021-01-25 → 2022-08-10
  Cetera Investment Advisers Llc
  Schaumburg, IL
  Schaumburg, IL
• 2018-03-05 → 2021-01-13
  Td Ameritrade, Inc.
  Omaha, NE
  Denver, CO
  St. Louis, MO
  Gurnee, IL
  St Louis, MO
  Traverse City, MI
  Traverse City, MI
• 2018-03-05 → 2021-01-13
  Td Ameritrade Investment Management, Llc
  Denver, CO
  St. Louis, MO
  St Louis, MO
• 2017-06-06 → 2018-03-07
  Scottrade Investment Management
  Saint Louis, MO
  Westminster, CO

Exams

• S66 Uniform Combined State Law Examination
  2017-06-06
• S63 Uniform Securities Agent State Law Examination
  2011-04-11