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Timothy Sean Hollinger

LPl Financial LLC

Jacksonville, FL

CRD 3143701

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-02
  • FL RA
    APPROVED
    Since 2022-03-02

Branch Locations

1325 Hendricks Ave, Jacksonville, FL 32207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities Inc Jacksonville FL 03/2016 02/2022
Principal Life Insurance Co Jacksonville FL 03/2016 02/2022
South State Bank Jacksonville FL 02/2022 Present
Lpl Financial Llc Jacksonville FL 03/2022 Present
  • 03/2016 → 02/2022
    Jacksonville, FL
  • 03/2016 → 02/2022
    Principal Life Insurance Co
    Jacksonville, FL
  • 02/2022 → Present
    South State Bank
    Jacksonville, FL
  • 03/2022 → Present
    Jacksonville, FL
Previous Registrations
  • 2005-05-27 → 2022-02-25
    Jacksonville, FL
    Des Moines, IA
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
Other Businesses

1)3/2022- South State Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2)3/2022- South State Bank - Financial Institution Duty/ Retirement Plan Consultant- inv. related- Jacksonville, FL- 4hrs/mth- start dat 2/22/2022

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-24
S63 Uniform Securities Agent State Law Examination 1999-02-15
  • S66 Uniform Combined State Law Examination
    2005-05-24
  • S63 Uniform Securities Agent State Law Examination
    1999-02-15
Designations
  • Certified Financial Planner

View on SEC IAPD

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