Kathryn Raymo Castro

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-10-04
NY	RA	APPROVED	2021-04-16

TX RA
APPROVED

Since 2022-10-04
NY RA
APPROVED

Since 2021-04-16

Branch Locations

150 Allens Creek Rd Ste 160, Rochester, NY 14618 • United States

2290 East Ave 3Rd Floor, Rochester, NY 14610-2567 • United States

330 E Main St, Palmyra, NY 14522 • United States

Fairport, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Clifton Springs	NY	09/2008	03/2020
Ameriprise Financial Services, Llc	Rochester	NY	03/2020	Present

09/2008 → 03/2020

Ameriprise Financial Services, Inc.

Clifton Springs, NY
03/2020 → Present

Ameriprise Financial Services, Llc

Rochester, NY

Other Businesses

Business Ownership; Cadence Associates, LLC, A New York Limited Liability Company; Administrator/Member; Manage Ameriprise Business; 2290 East Ave, , Rochester, NY, 14610; Investment-Related; 10/30/2023; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Collaborative Law Association of the Rochester Area; President of Board; 150 Allens Creek Rd. Suite 260, , Rochester, NY, 14618; Not Investment-Related; 09/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-11-06

S66 Uniform Combined State Law Examination

2008-11-06

Designations

View on SEC IAPD