John Gerard Nicosia

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 12/2018
  Royal Alliance
  Hauppauge, NY
• 12/2018 → 01/2024
  Lpl Financial Llc
  Hauppauge, NY
• 01/2024 → Present
  Osaic Wealth, Inc.
  Hauppauge, NY

Previous Registrations

• 2018-12-18 → 2024-01-31
  Lpl Financial Llc
  Hauppauge, NY
  Fort Mill, SC
  Hauppauge, NY
• 2016-11-18 → 2018-12-21
  Osaic Wealth, Inc.
  Hauppauge, NY

Other Businesses

1. SFPS PARTNERS LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 150 Motor Parkway, Suite 101, Hauppauge NY 11788, United States DESCRIPTION: Rental real estate - This business collects rent from the Plumer Law Group in exchange for shared office space. 2. NICOSIA MANAGEMENT CORP POSITION: Associate NATURE: C Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2011 ADDRESS: 150 Motor Parkway, Suite 101, Hauppauge NY 11788, United States DESCRIPTION: Provide record keeping and bill payment and management service to the business. 3. STRATEGIC FINANCIAL & TAX PLANNING SERVICES POSITION: Vice President NATURE: S Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 06/01/2008 ADDRESS: 888 Veterans Hwy, Suite 120, Hauppauge NY 11788, United States DESCRIPTION: Preparation and servicing of Personal and Business tax returns and tax matters. 4. JOHN NICOSIA POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2008 ADDRESS: 888 Veterans Hwy, Suite 120, Hauppauge NY 11788, United States DESCRIPTION: Sale of traditional insurance products, including life insurance, and fixed annuities.

Exams

• S66 Uniform Combined State Law Examination
  2016-06-28
• S63 Uniform Securities Agent State Law Examination
  2008-08-02