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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2010-05-20
  • NC RA
    APPROVED
    Since 2010-05-20

Branch Locations

4064 Colony Road Two Morrocroft Centre, Suite 450, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcconnell Ventures (Retail Clothing Store) Matthews NC 05/2019 Present
Janney Montgomery Scott Llc Charlotte NC 05/2010 12/2019
Janney Montgomery Scott Llc Charlotte NC 12/2019 Present
Other Businesses

McConnell Ventures Inc., Charlotte NC; Nature: Children's Retail Clothing Store; Position/Title: General Office Work/Bookkeeper/Treasurer; Start May 2019; Devotes a few hours/month; Compensated.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-19
  • S66 Uniform Combined State Law Examination
    2010-05-19
Other Names
  • Lisa Joy Bowlby
  • Lisa Joy Duitz
  • Lisa Joy Mcconnell
  • Lisa Joy Chavis

View on SEC IAPD

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