Brian Douglas Pollak

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-02-22
OH	RA	APPROVED	2008-09-26

TX RA
APPROVED

Since 2010-02-22
OH RA
APPROVED

Since 2008-09-26

Branch Locations

43 Village Way Suite 201, Hudson, OH 44236 • United States

30050 Chagrin Boulevard Suite 200, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Hudson	OH	08/2009	Present

08/2009 → Present

Ubs Financial Services Inc

Hudson, OH

Other Businesses

WALSH JESUIT HIGH SCHOOL / 4550 WYOGA LAKE ROAD STOW OH 44224 / OTHER / EDUCATION / EDUCTION 9TH GRADE THROUGH 12TH / ADVISOR OR MEMBER OF AN ADVISORY COMMITTEE, IF THE ADVICE GIVEN WILL OR MAY INFLUENCE THE BOARD OR OTHER SENIOR MANAGEMENT OR SUPERVISORY BOARD OF THE ORGANIZATION IN QUESTION / HELP PERIODICALLY REVIEW AND MAKE RECOMMENDATIONS TO THE FINANCE COMMITTE REGARDING THE INVESTMENT POLICIES OF WALSH JESUIT HIGH SCHOOL / START DATE 01/02/2012 / 2)STAN HYWET HALL & GARDENS / 714 NORTH PORTAGE PATH AKRON,OHIO/SUMMIT 44303 / OTHER/ / MEMBER OF BOARD OF DIRECTORS/ BOARD SECRATARY, MARKETING COMMITTEE, INVESTMENT COMMITTEE / START DATE 6/3/2013/Heart to Heart Communications / 40 University Ave Akron,OH 44308 / Other/ Charities, Cultural, Educational & Political Organisations / Leadership Development / Member of Board of Directors / / Oversee strategic direction and ensure organization stays on mission / Start Date 5/1/2014/501(c)3 Non-Profit /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-09-24

S66 Uniform Combined State Law Examination

2008-09-24

Other Names

Brian Pollack

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