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Cincinnati, OH • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2013-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Turner & Company, Llc | Cincinnati | OH | 01/2010 | Present |
DAVE KOCH FOR COUNCIL.5795 SOVEREIGN DRIVE,CINT,OH 45241.TREASURER.TREASURER FIR CAMPAIGN COMMITTE.ZERO HRS SPENT AT OTHER BUSINESS TRADING HOURS.1 HR/MONTH SPENT AT OTHER BUSINESS DURING NON-TRADING HRS.MAINTAIN LOG OF EXPENDITURES.MAINTAIN LOG OF CONTRIBUTIONS RECEIVED.SUBMIT FINANCIAL REPORTS TO SECRETARY OF STATE.START DATE 2/1/2011
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-30 |
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