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Osaic Institutions, Inc. CRD 35371
$6.49B regulatory AUM 7 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2019-09-17 |
Branch Locations
Rocky Mount, VA • United States
350 W. Main Street, Abingdon, VA 24210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New Peoples Bank | Abingdon | VA | 08/2012 | Present |
| Lpl Financial, Llc | Abingdon | VA | 04/2017 | 12/2017 |
| Infinex Investments, Inc. | Meriden | CT | 01/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-27 |
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