Jesse Tseng Wang

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 05/2017
  College Of Dupage
  Glen Ellyn, IL
• 09/2009 → 08/2017
  Chicago Capital Management Advisors
  Lisle, IL
• 04/2014 → 08/2017
  American Trust Investment Services Inc.
  Whiting, IN
• 09/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 11/2017 → Present
  Bank Of America, N.A.
  Chicago, IL

Previous Registrations

• 2015-02-10 → 2017-09-19
  American Trust Investment Services, Inc.
  San Clemente, CA
  Chicago, IL
• 2012-03-15 → 2017-09-01
  Chicago Capital Management Advisors, Llc
  Lisle, IL

Exams

• S66 Uniform Combined State Law Examination
  2009-03-06

Other Names

• Jesse Tseng Wang
• Jesse Wang