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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-07-07
WA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2017-07-07
  • WA RA
    APPROVED
    Since 2012-10-01

Branch Locations

3919 Factoria Blvd Se, Bellevue, WA 98006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Bellevue WA 10/2012 Present
Jpmorgan Chase Bank, N.A. Bellevue WA 10/2012 Present
Previous Registrations
  • 2011-01-03 → 2012-10-01
    Chase Investment Services Corp.
    Renton, WA
    Bellevue, WA
    Seattle, WA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 5/15/2014 ADDRESS: 18431 RENTON, WA. DETAILS: rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOUR HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/1/2011 ADDRESS: 668 SEATTLE, WA. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-27
S63 Uniform Securities Agent State Law Examination 2008-12-03
  • S66 Uniform Combined State Law Examination
    2010-12-27
  • S63 Uniform Securities Agent State Law Examination
    2008-12-03

View on SEC IAPD

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