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Paula Fleming

Next Chapter Financial, LLC

Denver, CO

CRD 5572307

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Employer firm

Next Chapter Financial, LLC CRD 330230

1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Next Chapter Financial, Llc

Denver, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-05-07
  • CO RA
    APPROVED
    Since 2024-05-07

Branch Locations

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Henderson Investors Denver CO 04/2017 04/2018
Arrowmark Partners Denver CO 06/2014 04/2017
Next Chapter Financial Llc Denver CO 04/2020 Present
N/A Denver CO 04/2018 Present
  • 04/2017 → 04/2018
    Janus Henderson Investors
    Denver, CO
  • 06/2014 → 04/2017
    Arrowmark Partners
    Denver, CO
  • 04/2020 → Present
    Next Chapter Financial Llc
    Denver, CO
  • 04/2018 → Present
    N/A
    Denver, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-10-20
  • S63 Uniform Securities Agent State Law Examination
    2008-10-20
Designations
  • Chartered Financial Analyst
Other Names
  • Paula Renee Austin
  • Paula Fleming
  • Paula Austin Fleming

View on SEC IAPD

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