Phillip Allen O'brien

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2025-03-31
NH	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Andover	MA	07/2014	02/2018
Bank Of America N.A.	Andover	MA	07/2014	02/2018
Santander Securities, Llc	Dorchester	MA	02/2018	02/2019
Santander Bank, N.A.	Boston	MA	02/2018	02/2019
Fidelity Brokerage Services	Merrimack	NH	02/2018	Present
Fidelity Investments	Boston	MA	03/2025	Present

07/2014 → 02/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Andover, MA
07/2014 → 02/2018

Bank Of America N.A.

Andover, MA
02/2018 → 02/2019

Santander Securities, Llc

Dorchester, MA
02/2018 → 02/2019

Santander Bank, N.A.

Boston, MA
02/2018 → Present

Fidelity Brokerage Services

Merrimack, NH
03/2025 → Present

Fidelity Investments

Boston, MA

2019-04-25 → 2025-03-31

Fidelity Personal And Workplace Advisors

Merrimack, NH
2018-03-07 → 2019-02-04

Santander Securities Llc

Andover, MA

Andover, MA

Dracut, MA

Lawrence, MA

Salem, NH

Londonderry, NH

Lexington, MA
2014-07-15 → 2018-02-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chelmsford, MA

Malden, MA

Westford, MA

Chelmsford, MA

Andover, MA

Andover, MA

Lynnfield, MA

Andover, MA

Portland, ME

Andover, MA

Andover, MA
2011-08-12 → 2014-07-01

Strategic Advisers Llc

Merrimack, NH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-09
S63	Uniform Securities Agent State Law Examination	2010-10-22