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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2013-01-07
  • TN RA
    APPROVED
    Since 2013-01-07

Branch Locations

301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States

222 2Nd Ave S, Nashville, TN 37201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashville TN 11/2012 Present
Other Businesses

1)I*76682FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ASSOCIATION FOR CORPORATE GROWTHINVESTMENT RELATED: NADDRESS OF BUSINESS: 125 S. WACKER DRIVE, SUITE 3100, CHICAGO, ILLINOIS 60606NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 7/1/2011NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THE ACG SERVES AS THE VOICE OF THE MIDDLE MARKET--IT'S MEMBERS ARE ADVISORS, INVESTORS, OWNERS, AND LENDERS TO MIDDLE MARKET COMPANIES. MY ROLE IS A MEMBER OF THE BOARD OF DIRECTORS AND MEMBER OF THE FINANCE COMMITTEE. 2)I*76726FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: YWCA NASHVILLE & MIDDLE TENNESSEEINVESTMENT RELATED: NADDRESS OF BUSINESS: 1608 WOODMONT BLVD, NASHVILLE, TENNESSEE 37215NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 7/1/2014NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: FINANCE COMMITTEE WHICH PROVIDES FINANCIAL OVERSIGHT OF THE STAFF AND ORGANIZATION. I*, 2762296Entity Type: CharitableName of OBA: Harpeth ConservancyAddress: Brentwood, TN 37027Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 09/08/2025No Hours: 1hr per monthNo Hours during trading: 0 Duties: Founded in 1999, Harpeth Conservancy's vision is clean water and healthy ecosystems for rivers in Tennessee championed by the people who live here. Advisory Board Member I*2762294, Entity Type: Entity Charitable, Name of OBA: J C. D YMCA Outdoor Center Advisory Council, Address: Antioch, Tennessee, 37013, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 09/08/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Advisory council member to help increase community engagement, financial support, and use of center for all ages. Summer camp and retreat center operated by the YMCA of Nashville & Middle Tennessee. Community-focused nonprofit established in 1844 with recreational programs & services for all ages. Advisory council member to help increase community engagement, financial support, and use of center for all ages. I*2969304, Entity Type: , Name of OBA: Riverbend Home Owners Association, Address: Linden, Tennessee, 37096, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 10/13/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Record and distribute minutes at the annual meeting. Serve as one of the 4 board members with signer access to the operating account. Board member of the community home owners association

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-05
S63 Uniform Securities Agent State Law Examination 2008-10-29
  • S66 Uniform Combined State Law Examination
    2013-01-05
  • S63 Uniform Securities Agent State Law Examination
    2008-10-29
Other Names
  • Patricia Lenise Stueve
  • Patricia Lenise Stueve
  • Patricia Lenise King

View on SEC IAPD

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