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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-11-13 |
| NC | RA | APPROVED | 2008-09-29 |
Branch Locations
6000 Fairview Rd Ste 800, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | Present |
BALLANTYNE BUSINESS CONNECTIONS; NOT INVESTMENT RELATED; CHARLOTTE, NC; PRESIDENT; START DATE 10/4/16; 2 HOURS PER MONTH / 0 DURING TRADING HOURS. NETWORKING GROUP. TOWN OF INDIAN TRAIL PARKS, ART, RECREATION AND CULTURE; NOT INV. RELATED; INDIAN TRAIL, NC; COMMITTEE MEMBER; START DATE 6/1/2023; 2 HRS PER MONTH; 0 HRS DURING BUSINESS; DUTIES: DISCUSS, ATTEND, PROMOTE, CREATE AND VOLUNTEER FOR ACTIVITIES AND EVENTS THAT SUPPORT THE TOWN OF INDIAN TRAIL, NC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-26 |
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