Michael J Walsh

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 02/2019
  Suntrust Bank
  Cumming, GA
• 06/2015 → 02/2019
  Suntrust Investment Services
  Atlanta, GA
• 09/2016 → 02/2019
  Suntrust Advisory Services
  Atlanta, GA
• 03/2019 → 09/2025
  Frost Bank
  Houston, TX
• 03/2019 → 09/2025
  Frost Brokerage Services
  Houston, TX
• 10/2025 → Present
  Lpl Financial
  Houston, TX
• 10/2025 → Present
  Amegy Bank
  Houston, TX

Previous Registrations

• 2022-01-27 → 2025-09-25
  Frost Investment Services
  San Antonio, TX
  Houston, TX
  Tomball, TX
• 2019-03-14 → 2021-12-31
  Frost Investment Services
  Houston, TX
  Houston, TX
• 2016-12-21 → 2019-02-04
  Truist Advisory Services, Inc.
  Cumming, GA
  Cumming, GA

Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Amegy Wealth Advisors - Investment Related - At Reported Business Location (s) - Start Date: 10/2025

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-12-19
• S63 Uniform Securities Agent State Law Examination
  2015-09-23

Other Names

• Michael Walsh
• Michael James Walsh
• Michael J Walsh