Jason Masaaki Tajima

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2001 → 01/2019
  Wells Fargo Bank
  Irvine, CA
• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Irvine, CA
• 11/2016 → 01/2019
  Wells Fargo Clearing Services, Llc
  Irvine, CA
• 01/2019 → 02/2023
  Bancwest Investment Services
  Newport Beach, CA
• 01/2019 → Present
  Bmo Bank Na
  Newport Beach, CA
• 07/2023 → Present
  Lpl Financial Llc
  La Jolla, CA

Previous Registrations

• 2019-01-22 → 2023-07-19
  Bancwest Investment Services, Inc.
  Newport Beach, CA
  San Diego, CA
  La Jolla, CA
  La Jolla, CA
  Omaha, NE
• 2011-01-03 → 2019-01-22
  Wells Fargo Clearing Services, Llc
  Irvine, CA
  Irvine, CA
  Escondido, CA
  Charlotte, NC
  Irvine, CA
  Irvine, CA
• 2008-09-25 → 2011-01-03
  Wells Fargo Investments, Llc
  Irvine, CA
  Costa Mesa, CA

Other Businesses

1. 06/06/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 06/29/2023 - BMO Bank NA - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Market Leader, SVP - Start Date 07/19/2023 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 100%

Exams

• S66 Uniform Combined State Law Examination
  2008-09-24

Other Names

• Jason Masaaki Tajima
• Jason Tajima