Stuart Anderson Fleck

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2011-08-10

WI RA
APPROVED

Since 2011-08-10

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services, Llc	Milwaukee	WI	07/2011	Present
Northwestern Mutual Wealth Management	Milwaukee	WI	06/2014	Present

07/2011 → Present

Northwestern Mutual Investment Services, Llc

Milwaukee, WI
06/2014 → Present

Northwestern Mutual Wealth Management

Milwaukee, WI

Previous Registrations

2009-04-23 → 2010-01-08

Equitable Advisors, Llc

Milwaukee, WI

Other Businesses

TRUSTEE FOR IOWA REALTY TRUST; PO BOX 36156, PHOENIX, AZ 85067; INVESTMENT-RELATED; TRUST OWNS LAND AND MINERAL RIGHTS IN TEXAS; START DATE 1/1/15; 10 HOURS PER MONTH DURING NON-TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-04-22
S63	Uniform Securities Agent State Law Examination	2008-10-27

S65 Uniform Investment Adviser Law Examination

2009-04-22
S63 Uniform Securities Agent State Law Examination

2008-10-27

Other Names

Stu Fleck

View on SEC IAPD