Daniel J Dionne

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 04/2022
  Prudential Investment Management Services
  Vernon, CT
• 11/2010 → 04/2022
  The Prudential Insurance Company Of America
  Vernon, CT
• 10/2012 → 10/2019
  Global Portfolio Strategies, Inc
  Vernon, CT
• 04/2022 → 12/2023
  Gwfs Equities, Inc.
  Hartford, CT
• 11/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2023 → 11/2024
  Self-Employed
  Vernon, CT

Previous Registrations

• 2012-10-18 → 2021-10-06
  Global Portfolio Strategies, Inc.
  Hartford, CT
  Vernon, CT
• 2008-12-05 → 2010-01-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hartford, CT

Other Businesses

1. DANIEL J. DIONNE, SOLE PROPRIETOR, 8337 SE 176TH LAWSON LOOP, The Villages, FL FL 32162-2887, United States, 11/01/2023, Owner, Real Estate, NIR, 2/MO - 0/Trading 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/07/2024 3. SMARTPRO FINANCIAL, 180 Hamilton Drive, Vernon Rockville CT 06066, United States, 05/02/2025, IAR, 1099, INV REL, 50 HR/MO - 50 HR/MO TRADING. 4. DBA SMARTPRO FINANCIAL, 180 Hamilton Drive, Vernon Rockville CT 06066, United States, 10/24/2025, Owner, DBA Name, INV REL, 40 HR/MO - 40 HR/MO TRADING 5. INSURANCE AGENT, 180 Hamilton Drive, Vernon Rockville CT 06066, United States, 10/24/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 40 HR/MO - 40 HR/MO TRADING 6. KNIGHTS OF COLUMBUS, CAMPBELL COUNCIL #573, 52 Main Street, Manchester CT 06040, United States, 01/2026, Member, Member, NIR, 5 HR/MO - 0 HR/MO TRADING 7. SIMPLICITY GROUP, 180 Hamilton Drive, Vernon Rockville CT 06066, 02/2026, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 1 HR/MO TRADING 8. SIMPLICITY GROUP, 180 Hamilton Drive, Vernon Rockville CT 06066, 02/2026, Agent, Insurance/Benefits/Human Resources, NIR, 2 HR/MO, 0 HR/MO TRADING 9. DANIEL DIONNE, 180 Hamilton Drive Vernon Rockville CT 06066 United States, 05/08/2026, Agent, 1099, NIR, 5 HR/MO - 5 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2024-09-09